Securities and Exchange Commission

SEC Filings

SEC Filings are an important source of information for merger arbitrage trading. Merger Arbitrage Limited provides many links to this information throughout the site. Important documents and press statements are often featured on our deal factsheet pages. For example, the 8-K filing regarding The Habit Restaurants (HABT) merger. In addition, MAL has also produced guides showing how to understand and read SEC filings and specifically a Form 8-K. It is imperitive traders and investors understand the importance of these filings and how to interpret them accordingly.

The Securities and Exchange Commission (SEC) is an independent agency of the United States federal government. The commission holds primary responsibility for enforcing the federal securities laws, proposing securities rules, and regulating the securities industry. This encompasses the nation’s stock and options exchanges, and other activities and organizations, including the electronic securities markets in the U.S. It was created by Congress in 1934 as the first federal regulator of the securities markets.

Tiffany & Co. (TIF) – 4 – Statement of changes in beneficial ownership of securities – on 11th January 2021 at 5:33 pm

Filed: 2021-01-11 AccNo: 0000098246-21-000040 Size: 21 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – 4 – Statement of changes in beneficial ownership of securities – on 11th January 2021 at 5:32 pm

Filed: 2021-01-11 AccNo: 0000098246-21-000039 Size: 24 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – 4 – Statement of changes in beneficial ownership of securities – on 11th January 2021 at 5:30 pm

Filed: 2021-01-11 AccNo: 0000098246-21-000038 Size: 11 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – 4 – Statement of changes in beneficial ownership of securities – on 11th January 2021 at 5:26 pm

Filed: 2021-01-11 AccNo: 0000098246-21-000035 Size: 14 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – 4 – Statement of changes in beneficial ownership of securities – on 11th January 2021 at 5:25 pm

Filed: 2021-01-11 AccNo: 0000098246-21-000034 Size: 23 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – 4 – Statement of changes in beneficial ownership of securities – on 11th January 2021 at 5:24 pm

Filed: 2021-01-11 AccNo: 0000098246-21-000033 Size: 9 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – 4 – Statement of changes in beneficial ownership of securities – on 11th January 2021 at 5:29 pm

Filed: 2021-01-11 AccNo: 0000098246-21-000037 Size: 10 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – 4 – Statement of changes in beneficial ownership of securities – on 11th January 2021 at 5:28 pm

Filed: 2021-01-11 AccNo: 0000098246-21-000036 Size: 10 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – SC 13G/A [Amend] – Statement of acquisition of beneficial ownership by individuals – on 11th January 2021 at 10:06 am

Filed: 2021-01-11 AccNo: 0001140361-21-000759 Size: 52 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – S-8 POS – Securities to be offered to employees in employee benefit plans, post-effective amendments – on 7th January 2021 at 4:49 pm

Filed: 2021-01-07 AccNo: 0001193125-21-004278 Size: 39 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – S-8 POS – Securities to be offered to employees in employee benefit plans, post-effective amendments – on 7th January 2021 at 4:49 pm

Filed: 2021-01-07 AccNo: 0001193125-21-004279 Size: 39 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – S-8 POS – Securities to be offered to employees in employee benefit plans, post-effective amendments – on 7th January 2021 at 4:44 pm

Filed: 2021-01-07 AccNo: 0001193125-21-004269 Size: 39 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – S-8 POS – Securities to be offered to employees in employee benefit plans, post-effective amendments – on 7th January 2021 at 4:43 pm

Filed: 2021-01-07 AccNo: 0001193125-21-004267 Size: 39 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – S-8 POS – Securities to be offered to employees in employee benefit plans, post-effective amendments – on 7th January 2021 at 4:42 pm

Filed: 2021-01-07 AccNo: 0001193125-21-004263 Size: 39 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – 8-K – Current report – on 7th January 2021 at 4:29 pm

Filed: 2021-01-07 AccNo: 0001193125-21-004213 Size: 414 KBItem 1.02: Termination of a Material Definitive AgreementItem 2.01: Completion of Acquisition or Disposition of AssetsItem 3.01: Notice of…

Tiffany & Co. (TIF) – 25-NSE/A [Amend] – Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities – on 7th January 2021 at 10:51 am

Filed: 2021-01-07 AccNo: 0000876661-21-000024 Size: 4 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – 25-NSE – Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities – on 7th January 2021 at 10:01 am

Filed: 2021-01-07 AccNo: 0000876661-21-000016 Size: 4 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – 8-K – Current report – on 5th January 2021 at 5:17 pm

Filed: 2021-01-05 AccNo: 0000098246-21-000003 Size: 234 KBItem 7.01: Regulation FD DisclosureItem 9.01: Financial Statements and Exhibits Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – 8-K – Current report – on 31st December 2020 at 5:03 pm

Filed: 2020-12-31 AccNo: 0001193125-20-330629 Size: 161 KBItem 5.07: Submission of Matters to a Vote of Security Holders Read More form type TIFFANY & CO (0000098246)

Fitbit (FIT) – 4 – Statement of changes in beneficial ownership of securities – on 30th December 2020 at 5:10 pm

Filed: 2020-12-30 AccNo: 0001127602-20-032599 Size: 19 KB Read More form type FITBIT, INC. (0001447599)

Tiffany & Co. (TIF) – 4 – Statement of changes in beneficial ownership of securities – on 28th December 2020 at 5:53 pm

Filed: 2020-12-28 AccNo: 0000098246-20-000154 Size: 11 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – 4 – Statement of changes in beneficial ownership of securities – on 28th December 2020 at 5:52 pm

Filed: 2020-12-28 AccNo: 0000098246-20-000153 Size: 19 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – 4 – Statement of changes in beneficial ownership of securities – on 28th December 2020 at 5:51 pm

Filed: 2020-12-28 AccNo: 0000098246-20-000152 Size: 20 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – 4 – Statement of changes in beneficial ownership of securities – on 28th December 2020 at 5:50 pm

Filed: 2020-12-28 AccNo: 0000098246-20-000151 Size: 21 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – 4 – Statement of changes in beneficial ownership of securities – on 28th December 2020 at 5:48 pm

Filed: 2020-12-28 AccNo: 0000098246-20-000149 Size: 19 KB Read More form type TIFFANY & CO (0000098246)

Dunkin’ Brands Group (DNKN) – 15-12B – Securities registration termination [Section 12(b)] – on 28th December 2020 at 4:31 pm

Filed: 2020-12-28 AccNo: 0001193125-20-327684 Size: 11 KB Read More form type DUNKIN' BRANDS GROUP, INC. (0001357204)

Tiffany & Co. (TIF) – DEFA14A – Additional definitive proxy soliciting materials and Rule 14(a)(12) material – on 17th December 2020 at 5:31 pm

Filed: 2020-12-18 AccNo: 0001193125-20-320224 Size: 88 KB Read More form type TIFFANY & CO (0000098246)

Tiffany & Co. (TIF) – 8-K – Current report – on 17th December 2020 at 5:31 pm

Filed: 2020-12-17 AccNo: 0001193125-20-320223 Size: 237 KBItem 1.01: Entry into a Material Definitive AgreementItem 7.01: Regulation FD DisclosureItem 9.01: Financial Statements and Exhibits Read More…